Compliance Monitoring Manager

Compliance Monitoring Manager / Global Bank / up to £400 a day / 3- 6 months / London

A top global Investment Bank is looking for a compliance monitoring manager to support their local chief compliance officers (CCO’s) in fulfilling their responsibilities defined under the banks Regulatory Compliance Management Framework.

The Compliance Monitoring manager will be required to:

  • Assist in the completion of effective risk assessments to drive the UK Compliance Monitoring Plan
  • Lead and deliver timely and accurate compliance monitoring reviews
  • Work with Compliance and business colleagues to track and advise (where appropriate) on the appropriateness of action plans to resolve issues identified during monitoring reviews
  • Contribute towards the planning and scoping of risk based continuous business monitoring, thematic reviews & deep dive outcomes based investigations

Qualifications and Skills:

  • 5+ experience in Investment Banking, preferably with a Capital Markets focus
  • 2+ years of Monitoring and/or Auditing experience
  • Required: Bachelor’s degree (or equivalent)
  • Preferred: Qualifications in auditing, monitoring or risk

What you need to do now

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Job type:
Banking & Financial Services
Banking and Capital Markets
Up to £400 a day
Apply Now

Talk to a consultant

Talk to Sharaz Younas, the specialist consultant managing this position, located in London City

107 Cheapside, London, EC2V 6DN

Telephone: 0203 465 0148
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