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FX COMPLIANCE OFFICER – WORLD LEADING ONLINE BROKER - £35,000 - £40,000

FX COMPLIANCE OFFICER – WORLD LEADING ONLINE BROKER - £35,000 - £40,000

My client, a market leading FX Broker has an opportunity for a new Compliance Officer. The role will be assisting the CCO with the oversight of the operational effectiveness of the firm. Your role will have a specific focus on the Financial Crime Compliance requirements for the firm, including but not limited to AML, Sanctions, AB&C and KYC.

As a Compliance Officer you will be required to serve as a reliable point of contact between the different operations, business and support areas within the organisation for compliance related issues such as client on boarding and AML monitoring. From day one, you will assist the CF10a with CASS related tasks whilst keeping in line with FCA rules and support the UK Chief Compliance Officer with general compliance issues. You will also be expected to maintain and update the firm’s Compliance Monitoring Programme to a high standard. Other important tasks include:

• Exceptional interpersonal communication alongside strong analytical ability.
• Comfortable working in a multi-cultural, multi-language environment.
• Self-driven but thrives working with a team.
• Enjoy collaborating with and contributing valuable experience to other teams within the organisation.
• Possess training in line with Know Your Customer and Enhanced Due Diligence requirements

A strong candidate would hold minimum one year experience in a KYC role within a regulated environment in the Payment Services/FX industry. They are looking for someone who is ambitious, curious and has a natural enthusiasm for problem solving and investigations. An undergraduate degree in Business Administration, Finance or similar is advantageous; alongside an understanding of financial markets: derivatives, exchange-traded securities, foreign exchange and e-money. Other important skills consist of:

• Assistance with the swift development and maintenance of suitable policies and procedures as required, as well as with the preparation of important information for management and regulatory reporting.
• Monitoring of client on-boarding processes for the company and assisting with ensuring staff are fully informed and trained with regards to KYC and EDD requirements.



Summary

Job type:
Permanent
Industry
Banking & Financial Services
Location
London
Specialism
Banking and Capital Markets
Pay
£35,000-£40,000
Ref:
3362812
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Talk to a consultant

Talk to Oliver Horney, the specialist consultant managing this position, located in London City

107 Cheapside, London, EC2V 6DN

Telephone: 02034650479
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