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Senior Analyst/Manager, Regulatory Compliance, Private Bank

Well established private bank seeks Senior Analyst/Manager reporting into UK Head of Regulatory Compliance

Well established private bank seeks a Senior Analyst/Manager reporting into the Head of Regulatory Compliance UK. As senior member of the team, you will provides challenge and oversight on current and upstream regulatory compliance risks, acting as the point of escalation for queries junior members and providing technical guidance and leadership. Activity is primarily advisory with a lesser element of surveillance, the incumbent will be expected to deputise for the Head of Regulatory Compliance UK where appropriate, acting as a visible role model. Candidates need at least 3 years advisory biased experience in the context of Private Banking and/or Wealth Management, including Suitability and CASS matters.


Summary

Job type:
Permanent
Industry
Banking & Financial Services
Location
London
Specialism
Banking and Capital Markets
Pay
c£65,000 Base plus benefits & bonus
Ref:
3315137
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Talk to a consultant

Talk to Simeon Hall, the specialist consultant managing this position, located in London City

107 Cheapside, London, EC2V 6DN

Telephone: 020 3465 0105
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