Prudential Risk Compliance Manager

Prudential Risk Compliance Manager

Your new company
An exciting opportunity has arisen to join a global Investment Bank that is looking to recruit a new Compliance Manager with strong prudential risk experience.

Your new role

  • Perform day-to-day reviews determined by the Compliance Monitoring Plan, produce clear and timely reports highlighting areas of improvement and follow up actions points raised;
  • Monitor the performance and coverage of the compliance plan and make recommendations for adjustments/improvements to the Head of Compliance & Legal;
  • Review updates to the bank’s Recovery & Resolution Plan, ICAAP, ILAAP, Pillar 3 to ensure compliance with regulatory rules;
  • Review the Bank’s Operational Risk, Liquidity Risk, Credit Risk, Market Risk, Large Exposures, Counterparty Credit Risk;
  • Periodically manage the project delivery and implementation of new regulatory requirements across the Bank such as SCV/Depositor Protection Rules, etc.;
  • Review the Bank’s operating procedures, both manuals & actual processes, and review management information from a compliance perspective;
  • Assist the Head of Compliance & Legal in the planning and prioritisation of compliance work;
  • Monitor changes to legislation and regulatory rules affecting the Bank and advise management and staff of the implications of these regulatory changes;
  • Assist in identifying compliance-related training needs in the Bank and assist in delivering training as required;
  • Liaise with the Bank’s internal auditor in undertaking compliance duties where necessary;
  • Liaise with Regulators and other appropriate 3rd parties under the direction of the Head of Compliance & Legal;

What you'll need to succeed
  • Demonstrate up to date knowledge of the PRA / CRD IV / CRR / Basel III / FCA requirements, relevant policy developments, awareness of global regulatory developments, and have an appreciation for the approach of other regulators and how those apply to the Bank;
  • Good knowledge of compliance issues in wholesale, retail and international banking;
  • Working knowledge of PRA, CRD IV, CRR, Basel III;
  • Knowledge of the requirements of the industry codes relating to compliance;
  • Good understanding of the FCA Handbook (Good to have).

What you'll get in return
You will have the opportunity to work for an globally recognised business who are a progressive and forward thinking organisation. You will be rewarded with a salary of up to £75,000 plus other great benefits which include car allowance, a generous pension and holiday allowance.

What you need to do now
If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now.
If this job isn't quite right for you but you are looking for a new position, please contact us for a confidential discussion on your career.


Job type:
Banking & Financial Services
Banking and Capital Markets
£65,000 - £75,000
Apply Now

Talk to a consultant

Talk to Joshua Simpson, the specialist consultant managing this position, located in London City

107 Cheapside, London, EC2V 6DN

Telephone: 020 3465 0110

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