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Associate - Compliance Control Room

Associate Compliance Control Room Officer

Associate Control Room Compliance role for Investment Bank based in the city.

One of the largest investment banks in the world is looking to expand their control room team within their London operation. As a leading Investment bank they offer a great culture with an exceptional work life balance. With a senior team in place there is great opportunity to learn and develop, making this Investment Bank an extremely popular choice for Compliance specialists. Your new role

This new role will be part of an ambitious growing team, with plenty of opportunity to make this role your own. You will be expected to perform a variety of reviews, ranging from transactions for potential additions to the watch list through to the facilitation and documentation of wall crossings of public side employees. This role offers autonomy whilst having the potential for additional responsibilities to be added. What you'll need to succeed

To succeed within this role the ideal candidate must have previous control room experience with a good understanding of barrier regulations and a strong knowledge of industry standards relevant to the Global control room. Furthermore it is necessary that the successful candidate has an understanding of US securities laws and UK takeover panel rules. This role sits within a small team of four people so excellent communication skills are required.


Job type:
Banking & Financial Services
Banking and Capital Markets
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Talk to a consultant

Talk to Edward Deane, the specialist consultant managing this position, located in London City

107 Cheapside, London, EC2V 6DN

Telephone: 02034650110
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