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Senior Compliance Officer, Operations & Technology Advisory

International alternative investment manager seeks senior compliance adviser to its tech & operations areas

International alternative investment management group, with diverse strategies including systematic, seeks a senior compliance professional to provide oversight and advice to its technology and operations functions. As the 2nd line of defence, the team provides guidance as to regulation impacting these particular functions, namely trade booking, transaction & position reporting and data protection. The successful candidate is likely to have at 8+ years’ experience in either Operations Compliance or Trade Transaction Reporting whereby 1st line adherence to regulation is a predominant feature of the role. Working knowledge of SYSC, COBS and MAR is advantageous, likewise the client is open to sell-side or buy-side backgrounds. This is a premium institution with a compliance function consisting of extremely high calibre professionals


Job Type:
Banking & Financial Services
Banking and Capital Markets
Salary commensurate with SVP, plus bonus
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Talk to Simeon Hall, the specialist consultant managing this position, located in London City

107 Cheapside, London, EC2V 6DN

Telephone: 020 3465 0105
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