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Manager, Compliance Monitoring, Asset Management

UK HQ'd asset manager seeks buy-side professional with thematic monitoring or regulatory audit experience.

UK headquartered asset management house seeks a buy-side compliance professional with thematic monitoring or regulatory audit experience. The role will be to work closely alongside the Compliance Monitoring Manager with the support of junior team members, in developing and executing a risk based compliance program of thematic, desk based and surveillance monitoring covering the key regulatory activities of the group. Furthermore the incumbent will be involved in the annual compliance regulatory risk assessment and assist with or lead other projects and initiatives. Candidates are sought with at least 5 years in investment management compliance, some of which must have been in a monitoring capacity. Candidates from a buy-side internal audit background will also be considered, if audits of a regulatory theme have been conducted.


Job Type:
Banking & Financial Services
Banking and Capital Markets
up to £70,000 Base plus benefits & bonus
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Talk to a Consultant

Talk to Simeon Hall, the specialist consultant managing this position, located in London City

107 Cheapside, London, EC2V 6DN

Telephone: 020 3465 0105
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